Rick is a Financial Advisor with Generations Wealth Advisors. He is also the OSJ designee and as such acts as a backup for Brian Therrell, the managing partner responsible for the firm’s regulatory supervisory responsibilities.
Rick started in the securities industry as a management trainee with EF Hutton in New York City on July 7, 1969. After completing his management training, Rick was assigned to the EF Hutton Municipal Bond Department where he became skilled at trading and underwriting fixed income securities. Rick’s skills with fixed income securities and their use as investment portfolio tools, placed him on the team that helped start the EF Hutton Bond Funds. Ultimately, he became the Retail Sales Co-Ordinator for the EF Hutton Bond Department.
Later in his career, Rick created, trained, led, and supervised successful fixed income teams at Lehman Brothers and Alex Brown and Sons. Eventually he moved his family to Florida and settled in as a retail producer with Alex Brown in their West Palm Beach, FL office.
Rick is a graduate of St. Peters University in New Jersey, class of 1969. He lives in Jupiter, FL with his wife Mary. They had two sons, Rick, and Chris. Rick Jr. passed away in 2019.
Rick is licensed in multiple states and holds the FINRA Series 1, 7, 8, 24, 63 and 65 licenses.